Truc Huu Nguyen, Hue Thi Minh Nguyen (2020), ‘Board Structure And Corporate Risk - Taking In Vietnamese Listed Firms’, Conference Proceedings 3Th International Conference On Contemporary


DANH MỤC CÔNG TRÌNH KHOA HỌC

CỦA TÁC GIẢ LIÊN QUAN ĐẾN ĐỀ TÀI LUẬN ÁN


1. Đặng Tùng Lâm, Nguyễn Thị Minh Huệ, Nguyễn Hữu Trúc (2020), ‘Thành viên hội đồng quản trị độc lập và hành vi chấp nhận rủi ro: trường hợp các công ty niêm yết Việt Nam’, Tạp chí Kinh tế & Phát triển, Số 281 (II), tr. 2-12.

2. Truc Huu Nguyen, Hue Thi Minh Nguyen (2020), ‘Board structure and corporate risk - taking in Vietnamese listed firms’, Conference Proceedings 3th International Conference on Contemporary Issues in Economics, Management and Business, Finance Publishing House, p. 189-206.

3. Nguyễn Hữu Trúc (2021), ‘Thành viên nữ trong Hội đồng quản trị và mức độ chấp nhận rủi ro tại các công ty niêm yết Việt Nam’, Tạp chí Kinh tế Châu Á - Thái Bình Dương, Số 590, tr. 29-30.

4. Nguyễn Thị Minh Huệ, Nguyễn Hữu Trúc (2021), ‘Cấu trúc sở hữu và mức độ chấp nhận rủi ro: Trường hợp các công ty niêm yết Việt Nam’, Tạp chí Kinh tế & Phát triển, Số 290, tr. 45-54.


DANH MỤC TÀI LIỆU THAM KHẢO

Có thể bạn quan tâm!

Xem toàn bộ 168 trang tài liệu này.


1. Aabo, T., Pantzalis, C., & Park, J. C. (2017), ‘Idiosyncratic volatility- An indicator of noise trading’, Journal of Banking & Finance, 75, 136–151.

Mối quan hệ giữa quản trị công ty và mức độ chấp nhận rủi ro tại các công ty niêm yết trên thị trường chứng khoán Việt Nam - 19

2. Acharya, V. V., Amihud, Y. & Litov, L. (2011a), ‘Creditor rights and corporate risk- taking’, Journal of Financial Economics, 102, 150–166.

3. Acharya, V. V., Myers, S. C. & Rajan, R. G. (2011b), ‘The Internal Governance of Firms’, The Journal of Finance, 66(3), 689–720. doi: 10.1111/j.1540- 6261.2011.01649.x.

4. Adams, R. B., Almeida, H., & Ferreira, D. (2005), ‘Powerful CEOs and Their Impact on Corporate Performance’, Review of Financial Studies, 18(4), 1403– 1432. Doi: 10.1093/rfs/hhi030.

5. Adams, R. B. & Ferreira, D., (2009), ‘Women in the boardroom and their impact on governance and performance’, Journal Financial Economic, 94 (2), 291–309.

6. Akbar, S., Kharabsheh, B., Poletti-Hughes, J., Ali Shah, S. H. (2017), ‘Board structure and corporate risk taking in the UK financial sector’, International Review of Financial Analysis. Doi: 10.1016/j.irfa.2017.02.001.

7. Alam, A., Ali Shah, S. Z. (2013), ‘Corporate Governance and Its Impact on Firm Risk’, SSRN Electronic Journal, Vol. 2(2), pp. 76 –98, Doi: 10.2139/ssrn.2280479.

8. Allais, M. (1953), ‘Le Comportement de l’Homme Rationnel devant le Risque: Critique des Postulats et Axiomes de l’Ecole Americaine’, Econometrica, 21(4), 503. Doi: 10.2307/1907921.

9. Allen, F. & Gale, D. (2001), Comparing financial systems, Cambridge, Massachusetts: The MIT Press.

10. Al-Tamimi, H., Hussein, A. & Jellali, N. (2013), ‘The Effects of Ownership Structure and Competition on Risk-Taking Behavior: Evidence from UAE Conventional and Islamic Banks’, The International Journal of Business and Finance Research, 7 (2), 115-124.

11. Amihud, Y. & Lev, B. (1981), ‘Risk Reduction as a Managerial Motive for Conglomerate Mergers’, The Bell Journal of Economics, 12(2), 605. Doi: 10.2307/3003575.


12. Anderson, R. C. & Fraser, D. R. (2000), ‘Corporate control, bank risk taking, and the health of the banking industry’, Journal of Banking & Finance, 24(8), 1383– 1398. doi: 10.1016/s0378-4266(99)00088-6.

13. Arellano M. & Bond S. (1991), ‘Some tests of specification for panel data - Monte Carlo evidence and an application to employment equations’, Review of Economic Studies, 58 (2), 277 -297.

14. Arellano M. & Bover O. (1995), ‘Another look at the instrument variable estimation of error – components models’, Journal of Econometrics, 68(1). 29-51.

15. Arrow, K. J. (1965), Aspect of the Theory of Risk Bearing, Helsinki, i, Yrjŏ Jahnsson Saatio, pp. 61.

16. Bai, C.-E., Liu, Q., Lu, J., Song, F. M. & Zhang, J. (2004), ‘Corporate governance and market valuation in China’, Journal of Comparative Economics, 32(4), 599– 616. Doi: 10.1016/j.jce.2004.07.002.

17. Baltagi, B.H. (2001), Econometric Analysis of Panel Data, 2nd ed. John Wiley & Sons, Chichester.

18. Banerjee, R. & Gupta, K. (2017), ‘The effects of environment sustainability and R&D on corporate risk-taking: International evidence’, Energy Economics, 1-51. Doi: 10.1016/j.eneco.2017.04.016.

19. Baysinger, B. & Butler, H. (1985), ‘Corporate governance and the board of directors: performance effects of changes in board composition’, Journal of Law, Economics, and Organization, 1, 101–124.

20. Baysinger, B. & Hoskisson, R. E. (1990), ‘The Composition of Boards of Directors and Strategic Control Effects on Corporate Strategy’, Academy of Management Review, Vol 15, No. 1, 72-87.

21. Beasley, M. S., (1996), ‘An empirical analysis of the relation between the board of director composition and financial statement fraud’, The Accounting Review, 71, 443–465.

22. Bebchuk, L., Cohen, A., & Ferrell, A. (2008), ‘What Matters in Corporate Governance?’, Review of Financial Studies, 22(2), 783–827. doi: 10.1093/rfs/hhn099

23. Berle, A. & Means, G. (1968), The modern corporation and private property, New York: Macmillan.


24. Blundell, R. & Bond, S. (1998), ‘Initial conditions and moment restrictions in dynamic panel data models’, Journal of Econometrics, Vol.87, No.1, 115-143.

25. Blundell R. & Bond S. (2000), ‘GMM estimation with persistent panel data: An application to production functions’, Econometric Reviews, Vol. 19, Issue 3.

26. Bộ Tài chính (2007), Quyết định số 12/2007/QĐ-BTC về việc ban hành quy chế quản trị công ty áp dụng cho các công ty niêm yết trên sở giao dịch chứng khoán/ trung tâm giao dịch chứng khoán, ban hành ngày 13 tháng 03 năm 2007.

27. Bộ tài chính (2012), Thông tư số 121/2012/TT-BTC quy định về quản trị công ty áp dụng cho các công ty đại chúng, ban hành ngày 26 tháng 7 năm 2012.

28. Bodie Kane Marcus (2010), Investments, 11th edition, McGraw-Hill Education.

29. Boubakri, N., Cosset, J.-C., & Saffar, W. (2013a), ‘The role of state and foreign owners in corporate risk-taking: Evidence from privatization’. Journal of Financial Economics, 108(3), 641–658. Doi: 10.1016/j.jfineco.2012.12.007.

30. Boubakri, N., Mansi, S. A., & Saffar, W. (2013b), ‘Political institutions, connectedness, and corporate risk-taking’, Journal of International Business Studies, 44(3), 195–215. Doi:10.1057/jibs.2013.2.

31. Boycko, M., Shleifer, A. & Vishny, R. (1996), ‘A theory of privatization’,

Economic Journal, 106, 309-319.

32. Boyd, B. K. (1995), ‘CEO duality and firm performance. A contingency model’,

Strategic Management Journal, 16(4), 301–312.

33. Bromiley, P. (1991), ‘Testing a causal model of corporate risk taking and performance’, Academy of Management Journal, 34(1), 37–59. Doi: 10.2307/256301.

34. Brown, L. D., & Caylor, M. L. (2008), ‘Corporate governance and firm operating performance’, Review of Quantitative Finance and Accounting, 32(2), 129– 144. doi:10.1007/s11156-007-0082-3.

35. Campbell, J. Y., Lettau, M., Malkiel, B. G., & Xu, Y. (2001), ‘Have Individual Stocks Become More Volatile? An Empirical Exploration of Idiosyncratic Risk’. The Journal of Finance, 56(1), 1–43. Doi: 10.1111/0022-1082.00318.

36. Carter, D. A., Simkins, B. J. & Simpson, W. G. (2003), ‘Corporate governance, board diversity, and firm value’, Financial review, 38(1), 33-53.


37. CIEM (2014), ‘Xung đột quyền lợi trong CTCP ở Việt Nam’, Viện nghiên cứu quản lý trung ương.

38. Chen, C. R., Steiner, T. L., & Whyte, A. M. (2006), ‘Does stock option-based executive compensation induce risk-taking? An analysis of the banking industry’. Journal of Banking & Finance, 30(3), 915–945. Doi: 10.1016/j. jbankfin.2005.06.004.

39. Chun, S. & Lee, M. (2017), ‘Corporate ownership structure and risk taking: Evidence from Japan’, Journal of Governance and Regulation, 6(4), 39-52.

40. Chính phủ (2017), Nghị định 71/2017/NĐ-CP hướng dẫn về quản trị công ty áp dụng đối với công ty đại chúng, ban hành ngày 06 tháng 06 năm 2017.

41. Coles, J., Daniel, N., & Naveen, L. (2006), ‘Managerial incentives and risk- taking’, Journal of Financial Economics, 79(2), 431–468.

42. Cremers, K. J. M., & Nair, V. B. (2005), ‘Governance Mechanisms and Equity Prices’, The Journal of Finance, 60(6), 2859–2894. Doi: 10.1111/j.1540- 6261.2005.00819.x.

43. Crouch, E.A.C. & Wilson, R. (1982), Risk/benefit analysis, Ballinger, Cambridge, MA, 1982.

44. Cheng, S. (2008), ‘Board size and the variability of corporate performance’. Journal of Financial Economics, 87(1), 157–176. Doi: 10.1016/j. jfineco.2006.10.006.

45. Dechow, P. M., Sloan, R. G. and Sweeney, A. P. (1996), ‘Causes and consequences of earnings manipulation: an analysis of firms subject to enforcement by the SEC’, Contemporary Accounting Research, 13, 1–36.

46. Denis, D. K. & McConnell, J. J. (2003), ‘International corporate governance’,

Journal of Financial and Quantitative Analysis, Vol. 38, pp. 1–36.

47. Djankov, S. & Murrell, P. (2002), ‘Enterprise restructuring in transition: A quantitative survey’, Journal of Economic Literature, Vol. 40, pp. 739–792.

48. Doidge, C., Karolyi, G., Lins, K., Miller, D. & Stulz, R. (2009), ‘Private benefits of control, ownership, and the cross-listing decision’, Journal of Finance, Vol. 64, 425–466.

49. Donaldson, L., & Davis, J. H. (1991), ‘Stewardship Theory or Agency Theory: CEO Governance and Shareholder Returns’, Australian Journal of Management, 16(1), 49–64. Doi: 10.1177/031289629101600103.


50. Dong, Z., Wang, C. & Xie, F. (2010), ‘Do executive stock options induce excessive risk taking?’ Journal of Banking & Finance, 34(10), 2518–2529. Doi: 10.1016/j.jbankfin.2010.04.010.

51. Duc Nam Phung & Mishra, A. V. (2016), ‘Ownership structure and firm performance Evidence from Vietnamese listed firms’, Australian Economic Papers, 64-98.

52. Duc Vo & Phan Thuy (2013), ‘Corporate Governance and Firm’s Performance - Emperical Evidence from Vietnam’, Journal of Economic Development, 218, 62-78.

53. Dut Van Vo, Truc Viet Thanh Tran & Nga Thi Phuong Dang (2020), ‘The Impact of Ownership Structure on Listed Firms’ Performance in Vietnam’, Journal of Asian Finance, Economics and Business, Vol. 7 No 11 (2020) 195–204.

54. Dyck, A. (2001), ‘Privatization and corporate governance: Principles, evidence, and future challenges’, The World Bank Research Observer, 16, 59–84.

55. Đặng Tùng Lâm (2020), ‘Ảnh hưởng của thanh khoản cổ phiếu lên hành vi quản trị thiển cận’. Tạp chí Kinh tế và Phát triển, số 276, tháng 6/2020, 12-21.

56. Eling, M., & Marek, S. D. (2013), ‘Corporate Governance and Risk Taking: Evidence from the U.K. and German Insurance Markets’, Journal of Risk and Insurance, 81(3), 653–682. Doi: 10.1111/j.1539-6975.2012.01510.x.

57. Erhardt, N. L., Werbel, J. D. & Shrader, C. B. (2003), ‘Board of director diversity and firm financial performance’, Corporate Governance, 11(2), 102–111.

58. Estrin, S., Hanousek, J., Kocenda, E. & Svejnar, J. (2009), ‘The effects of privatization and ownership in transition economies’, Journal of Economic Literature, Vol. 47, pp. 699–728

59. Faccio, M., Marchica, M.-T., & Mura, R. (2011), ‘Large Shareholder Diversification and Corporate Risk-Taking’, Review of Financial Studies, 24(11), 3601–3641. Doi: 10.1093/rfs/hhr065

60. Faccio, M., Marchica, M.-T., & Mura, R. (2016), ‘CEO gender, corporate risk- taking, and the efficiency of capital allocation’, Journal of Corporate Finance, 39, 193–209. Doi: 10.1016/j.jcorpfin.2016.02.008

61. Fama, E. (1980), ‘Agency Problems and the Theory of the Firm’, Journal of Political Economy, 88, 288–307.


62. Fama, E. F., & French, K. R. (1993), ‘Common risk factors in the returns on stocks and bonds’, Journal of Financial Economics, 33(1), 3–56. Doi: 10.1016/0304- 405x(93)90023-5.

63. Fama, E. F.. & Jensen, M. C. (1983), ‘Agency problems and residual claims’.

Journal of Law and Economics, 26, 301- 326.

64. Ferreira, M. A., & Laux, P. A. (2007), ‘Corporate Governance, Idiosyncratic Risk, and Information Flow’, The Journal of Finance, 62(2), 951–989. Doi: 10.1111/j.1540-6261.2007.01228.x.

65. Ferreira, M.A. & Matos, P. (2008), ‘The colors of investors’ money: The role of institutional investors around the world’, Journal of Financial Economics, Vol. 88, 499–533.

66. Ferris, S. P., Javakhadze, D., & Rajkovic, T. (2017), ‘CEO social capital, risk- taking and corporate policies’, Journal of Corporate Finance, 47, 46–71. Doi: 10.1016/j.jcorpfin.2017.09.003.

67. Fischhoff, B., Lichtenstein, S., Siovic, P., Derby, S. L., & Keeney, R. L. (1981),

Acceptable risk, New York: Cambridge University Press.

68. Fogel, K., Morck, R. &Yeung, B. (2008), ‘Corporate stability and economic growth: Is what’s good for general motors good for America?’, Journal of Financial Economics, 89, 83–108.

69. Frydman, R., Gray, C., Hessel, M. & Rapaczynski, A. (1999), ‘When does privatization work? The impact of private ownership on corporate performance in the transition economies’, Quarterly Journal of Economics, Vol. 114, 1153–1191.

70. G20/OECD (2015), Các nguyên tắc quản trị công ty, International Finance Corporation.

71. Gillan, S. L. (2006), ‘Recent Developments in Corporate Governance: An Overview’, Journal of Corporate Finance, 12(3), 381–402. Doi: 10.1016/j. jcorpfin.2005.11.002.

72. Gillan, S.L. & Starks, L.T., (1998), ‘A survey of shareholder activism: motivation and empirical evidence’, Contemporary Finance Digest, 2 (3), 10– 34.

73. Gillan, S.L., Starks, L.T., (2003), ‘Corporate governance, corporate ownership, and the role of institutional investors: A global perspective’, Journal of Applied Finance, 13, 4–22.

74. Gompers, P., Ishii, J., & Metrick, A. (2003), ‘Corporate Governance and Equity Prices’. The Quarterly Journal of Economics, 118(1), 107–156. Doi: 10.1162/00335530360535162.


75. Goncharov, I. (2005), Earnings Management and its Determinants: Closing Gaps in Empirical Accounting Research, Nhà xuất bản Peter Lang.

76. Goyal, A., & Santa-Clara, P. (2003), ‘Idiosyncratic Risk Matters!’, The Journal of Finance, 58(3), 975–1007. Doi: 10.1111/1540-6261.00555

77. Guay, W., (1999), ‘The sensitivity of CEO wealth to equity risk: an analysis of the magnitude and determinants’, Journal of Financial Economics, 53, 43–71. Doi: 10.1016/S0304-405X(99)00016-1.

78. Gujarati, D.N. (2003), Basic Econometrics, 4th edition, McGRAW-HILL.

79. Gul, F.A., Srinidhi, B., & Ng, A.C., (2011), ‘Does board gender diversity improve the informativeness of stock prices?’, Journal. Account. Econ. 51 (3), 314–338.

80. Haider, J., & Fang, H.-X. (2016), ‘Board Size and Corporate Risk: Evidence from China’, Journal of Asia-Pacific Business, 17(3), 229–248. doi:10.1080

/10599231.2016.1203718.

81. Haider, J., & Fang, H.-X. (2018), ‘CEO power, corporate risk taking and role of large shareholders’, Journal of Financial Economic Policy, 10(1), 55–72.

82. Hansen, P. (1982), ‘Large Sample Properties of Generalized Method of Moments Estimators’, Econometrica, Vol.50, No.4, 1029-1054.

83. Healy, P. M. & Wahlen, J. M, (1999), ‘A Review of the Earnings Management Literature and its Implications for Standard Setting’, Accounting Horizons, 13(4), 365-383. Doi: 10.2308/acch.1999.13.4.365.

84. Houston, J.F., Lin, C., Lin, P. & Ma, Y. (2010), ‘Creditor rights, information sharing, and bank risk taking’, Journal of Financial Economics, 96(3), 485-512.

85. Huang, J. & Kisgen, D.J., (2013), ‘Gender and corporate finance: are male executives overconfident relative to female executives?’, Journal. Financ. Econ. 108 (3), 822–839.

86. Huang, Y. S. & Wang, C. J. (2014), ‘Corporate governance and risk-taking of Chinese firms: The role of board size’, International Review of Economics and Finance, Doi: 10.1016/j.iref.2014.11.016.

87. Iannotta, G., Nocera, G., & Sironi, A. (2007), ‘Ownership structure, risk and performance in the European banking industry’, Journal of Banking & Finance, 31(7), 2127–2149.

..... Xem trang tiếp theo?
⇦ Trang trước - Trang tiếp theo ⇨

Ngày đăng: 08/02/2023