Law on capital mobilization in the securities sector: Implementation practices and some recommendations for Vietnamese securities companies - 12

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FOREIGN TRADE UNIVERSITY

SOCIALIST REPUBLIC OF VIETNAM

Independence - Freedom - Happiness

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Hanoi, date month year 2022

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MINISTRY OF EDUCATION AND TRAINING


THESIS REVISION/SUPPLEMENTATION EXPLANATION

ACCORDING TO THE MINUTES OF THE MASTER'S THESIS EVALUATION COUNCIL


Full name of HVCH: Nguyen Thi Thu Phuong

Industry: Economic Law Code : 8380107

Topic: Law on capital mobilization in the securities sector. Implementation practices and some recommendations for Vietnamese securities companies

Scientific supervisor: Dr. Ha Cong Anh Bao

Based on the conclusion after the meeting on March 13, 2022 of the Master's Thesis Evaluation Council (established under Decision No. 508/QD-DHNT dated March 4, 2022 of the President of Foreign Trade University), HVCH has supplemented and revised the thesis according to the following contents:

1. Correct all technical errors, spelling errors and rearrange the reference list according to standards.

2. Add references to tables and charts


3. Add section "Overview of research situation"


4. Change the name of Chapter I from "Theoretical basis of the law on capital mobilization of securities companies in Vietnam" to "Some theoretical issues on the law on capital mobilization of securities companies in Vietnam"

5. Change the name of Chapter II from "Implementing compliance with the law on capital mobilization of securities companies in Vietnam" to "Current status of law and practice of implementing the law on capital mobilization at securities companies in Vietnam"

6. Add section 3.3 “Some recommendations for securities companies in Vietnam in implementing laws on capital mobilization”

Note: State fully the Council's conclusions on the shortcomings in the content and form of the thesis that the HVCH needs to supplement/correct; explain the parts that the HVCH has supplemented/corrected; or explain the parts that the HVCH wants to reserve the original opinion.


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Chairman of the Board

Secretary of the Board

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Science instructor

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Graduate student

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